06 nov
|
Michael Page (Hong Kong)
|
Linares
06 nov
Michael Page (Hong Kong)
Linares
Descripción de la vacante
- Support for career development and growth within the organisation.
- Exposure to challenging and impactful projectsAbout Our ClientThe client is a large, globally active investment organisation based in the Middle East, managing a diversified portfolio across asset classes and geographies. The platform is institutionally governed, with a strong emphasis on compliance, risk management and long‑term investment integrity.- Act as a subject matter expert for restricted securities compliance within the compliance team- Manage and maintain restricted and watch lists related to direct investments and fund positions- Review investment transactions and proposals to ensure compliance with information‑barrier and MNPI policies- Advise investment professionals on wall‑crossing, pre‑clearance and handling of sensitive information- Partner with legal, risk and investment teams to ensure consistent application of compliance frameworks- Support the design, enhancement and implementation of restricted securities policies and controls- Maintain accurate records,
reporting and documentation for restricted securities matters- Deliver guidance and training to investment teams on compliance obligations and best practices- Engage with external advisors, regulators and counterparties as requiredThe Successful ApplicantA successful Manager/Senior Manager - Restricted Securities should have:
- 12-15 years' experience in compliance, regulatory advisory or risk management within asset management, investment banking, private markets or a comparable investment environment- Bachelor's degree in Law, Finance, Accounting, Business or a related discipline; professional compliance or legal qualifications are advantageous- Strong hands‑on experience managing restricted securities, information barriers and MNPI controls- Exposure to both direct investment structures and fund investments- Solid understanding of integral regulatory standards and institutional compliance frameworks- Strong judgement, attention to detail and ability to operate effectively in a high‑governance environment- Confident stakeholder management skills, with the ability to engage credibly with senior investment professionalsWhat's on Offer- Exposure to challenging and impactful projects- Support for career development and growth within the organisation.
📌 Manager/Senior Manager - Restricted Securities (Compliance) (Linares)
🏢 Michael Page (Hong Kong)
📍 Linares