- Support for career development and growth within the organisation.
- Exposure to challenging and impactful projects About Our Client The client is a large, globally active investment organisation based in the Middle East, managing a diversified portfolio across asset classes and geographies.
The platform is institutionally governed, with a strong emphasis on compliance, risk management and long‐term investment integrity.
Job Description - Act as a subject matter expert for restricted securities compliance within the compliance team - Manage and maintain restricted and watch lists related to direct investments and fund positions - Review investment transactions and proposals to ensure compliance with information‐barrier and MNPI policies - Advise investment professionals on wall‐crossing, pre‐clearance and handling of sensitive information - Partner with legal, risk and investment teams to ensure consistent application of compliance frameworks - Support the design, enhancement and implementation of restricted securities policies and controls - Maintain accurate records,



reporting and documentation for restricted securities matters - Deliver guidance and training to investment teams on compliance obligations and best practices - Engage with external advisors, regulators and counterparties as required The Successful Applicant A successful Manager/Senior Manager - Restricted Securities should have: - ***** years' experience in compliance, regulatory advisory or risk management within asset management, investment banking, private markets or a comparable investment environment - Bachelor's degree in Law, Finance, Accounting, Business or a related discipline; professional compliance or legal qualifications are advantageous - Strong hands‐on experience managing restricted securities, information barriers and MNPI controls - Exposure to both direct investment structures and fund investments - Solid understanding of general regulatory standards and institutional compliance frameworks - Strong judgement, attention to detail and ability to operate effectively in a high‐governance environment - Confident stakeholder management skills, with the ability to engage credibly with senior investment professionals What's on Offer - Exposure to challenging and impactful projects - Support for career development and growth within the organisation.
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📌 Manager/Senior Manager - Restricted Securities (Compliance) (Nuevo León)
🏢 Michael Page International (Hong Kong
📍 Nuevo León