19 oct
|
Michael Page (Hong Kong)
|
Nuevo León
19 oct
Michael Page (Hong Kong)
Nuevo León
Support for career development and growth within the organisation.
Exposure to challenging and impactful projects
The platform is institutionally governed, with a strong emphasis on compliance, risk management and long‐term investment integrity.
Act as a subject matter expert for restricted securities compliance within the compliance team
Review investment transactions and proposals to ensure compliance with information‐barrier and MNPI policies
Partner with legal, risk and investment teams to ensure consistent application of compliance frameworks
Support the design, enhancement and implementation of restricted securities policies and controls
Deliver guidance and training to investment teams on compliance obligations and best practices
A successful Manager/Senior Manager - Restricted Securities should have:
~12-15 years' experience in compliance,
regulatory advisory or risk management within asset management, investment banking, private markets or a comparable investment environment
~ Bachelor's degree in Law, Finance, Accounting, Business or a related discipline; professional compliance or legal qualifications are advantageous
~ Strong hands‐on experience managing restricted securities, information barriers and MNPI controls
~ Solid understanding of integral regulatory standards and institutional compliance frameworks
~ Confident stakeholder management skills, with the ability to engage credibly with senior investment professionals
Exposure to challenging and impactful projects
📌 Manager/Senior Manager (Nuevo León)
🏢 Michael Page (Hong Kong)
📍 Nuevo León