16 oct
|
Dolarapp
|
México
About ARQARQ is one of the fastest-growing fintechs in the world.
Our mission is to redefine how people interact with money across borders, building the infrastructure to move value seamlessly.
We're still early in our journey, which means every person who joins shapes the future of our product, culture, and growth.
If you're excited by big challenges, general impact, and the chance to grow fast with a world-class team, ARQ is the place to do it.About the roleYou will be the certified investment advisor and regulatory officer of ARQ's investment advisory entity in Mexico.
You will own the advisory function end to end and act as the accountable person before the CNBV, while helping build a digital, scalable wealth product in close coordination with global teams.What you'll be doingAct as the certified investment advisor of the entity, accountable for every recommendation made to customersOwn the advisory framework, including investor profiling, product profiling, suitability and the reasonableness of recommendationsOwn the entity's core policies, including the Marco General de Actuación, Guía de Servicios de Inversión, conflicts of interest and disclosuresAct as the primary point of contact with the CNBV, leading information requests, supervisory visits and any remediationOwn the entity's regulatory reporting and RAI obligations, including Anexo C and annual financial informationPartner closely with product, engineering and legal teams to translate regulatory requirements into clear product specifications for the appReview and approve customer facing content,
model portfolios and investment communicationsMonitor the advisory activity and keep evidence that every recommendation is suitable and properly documentedContribute to ARQ's broader wealth roadmap in Mexico, including future licences.What you'll needCurrent AMIB certification valid for investment advisory or be willing to certify5+ years of experience in investment advisory, wealth management or investment services compliance at a CNBV regulated entityDeep knowledge of the Ley del Mercado de Valores and the Disposiciones de Servicios de InversiónTrack record of dealing directly with the CNBV, including information requests or supervisory visits is not a must but a plusHands on experience with investor profiling and suitability frameworksAbility to work with product and engineering teams and turn regulation into practical product requirementsHigh ownership, sound judgement and ability to deliver in a fast paced, high scrutiny environmentSpanish and professional EnglishNice-to-havesExperience at a digital broker, robo advisor or wealth fintechKnowledge of ETFs and US listed securitiesExperience setting up a new regulated entity or licence in MexicoKnowledge of PLD/FT obligations for investment servicesExperience with CNBV regulatory reporting systems such as SITIBenefitsCompetitive salary and benefitsStock options, so you own part of what you buildDiscretionary performance bonusThe latest tools and technologyA world-class team that will challenge and grow your skillsThe opportunity to help build the best fintech app in Latin AmericaOffice Policy: 3-4 days a week in-office
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📌 Investment Advisor - Mexico (México)
🏢 Dolarapp
📍 México