Legal team:

The Sr. Internal Auditor at Banco Plata plays a key role in strengthening the institution’s transparency, solidity, and trust. Their main responsibility is to support the review of processes and operations, ensuring regulatory compliance, efficient resource management, and proper control of financial, operational, and legal risks.

They participate in the execution of the annual internal audit plan—aligned with CNBV regulations—by conducting testing, analysing information, documenting findings, and following up on recommendations. They also contribute to the preparation of reports for the Audit Committee and other stakeholders, supporting the achievement of institutional objectives.

Additionally, they assist in addressing external audits and regulatory inspections, providing operational and documentary support to the Internal Audit Director.

Challenges that await you:

Audit Planning and Execution

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- Design, propose, and execute audit plans for approval by the Director of Internal Audit.
- Execute the audit process with a comprehensive approach,



including performing testing, documenting audit activities, drafting conclusions, conducting risk assessments of identified findings, presenting and discussing drafts, preparing reports, confirming observations, following up to completion, and ensuring compliance with the Annual Internal Audit Plan, all in accordance with Banco Plata’s Internal Audit Manual.

Comprehensive Audit Process

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- Conduct risk-based audits, including control testing, documentation, issue identification, risk assessment, reporting, and follow-up until full resolution.
- Gather evidence through interviews, document reviews, system reviews, control testing (manual and automated), and data analysis, reporting directly to the Director of Internal Audit.
- Draft and present conclusions, validate observations, and oversee compliance under the supervision of the Internal Audit Directorate.

Regulatory and Internal Control Oversight

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📌 Sr. Internal Auditor (Mexicali)
🏢 Plata Card
📍 Mexicali