We are looking for a senior and experienced
Internal Controller
( Contralor Normativo ) to serve as the regulatory compliance backbone of
Casa de Bolsa Plata , a new brokerage firm currently in its pre-operational phase, targeting CNBV licensing in the upcoming months and commencement of operations in December 2026.
This is a statutory role required by the
LMV
and
CUCB
— and it carries individual regulatory accountability before the
CNBV . You will operate independently from the business lines, reporting directly to the Board of Directors. In the pre-operational period, you will be the internal gatekeeper ensuring the firm is genuinely ready to pass the CNBV inspection; once live, you will be the institution's permanent watchdog for regulatory compliance.
If you hold a current
AMIB Contralor Normativo
certification, have deep knowledge of the
CUCB
and
LMV , and want to build a control function from the ground up at a new casa de bolsa, this role is for you.
Challenges that await you:
Design and formalize the
Internal Control Manual
( Manual de Contraloría Interna ) per CUCB




Establish the annual internal audit plan and risk-based control matrix
Review and sign off on all regulatory manuals prior to
CNBV
submission
Conduct the pre-operational self-assessment against the
CNBV Authorization Guide
checklist
Lead internal preparation for the
CNBV
commencement-of-operations inspection
Review the adequacy of all policies (AML, trading, custody, accounting) from a control standpoint
Verify that all
AMIB
certifications of registered personnel are current and valid
Once live: submit the annual
informe de contraloría
to the CNBV (CUCB Art. 226); conduct independent review of trading operations, account management, and settlement; coordinate with
UAIR
and the AML Compliance Officer; interface with CNBV examiners during inspections
What makes you a great fit:
Minimum 8 years in regulatory compliance, internal audit, or internal control at a regulated financial institution, prefer

📌 Internal Controller (Tlalnepantla de Baz)
🏢 Plata Card
📍 Tlalnepantla de Baz