If you’re looking for a career where you can make a real impression, join our General Service Center (GSC)- HSBC and discover how valued you’ll be.
We are currently seeking an experienced professional to join our team in the role of Surveillance Analyst.
Role purpose
Surveillance roles are responsible for the identification and management of undesired risk activities including conduct risk and financial crime risk. They are responsible for integrating prescribed and required forms of surveillance in the business, complimentary to existing process/systems.
The key area of focus will be the implementation of the conduct surveillance and analytics strategy across Business Line(s) to identify market abuse and misconduct of our staff and our counterparties.
The analyst is responsible for reviewing alerts and trading activity which encompasses trade surveillance, e-communication surveillance, and audio surveillance.
The analyst also develops and analyzes new surveillance processes. The role holder will be responsible for providing Subject Matter Expert input to this process,
challenging the design, testing the metrics, and ensuring the end product meets the requirements of the Surveillance team.
Main activities
- Identify potential new forms of staff or counterparty misconduct or market abuse.
- Determine whether these could be identified through the surveillance team’s current systems, processes, people, and the data sets surveilled.
- In liaison with the Product Management and Transformation Team, prioritize the development of the systems, processes, people, and data sets needed to (better) identify these new forms of misconduct for their business/asset class.
- Input into and track the development of these new surveillance capabilities.
- Deal with the alerts once they have already been passed through a first (level one) filter by the offshore team.
- Ensure that all alerts are satisfactorily escalated and resolved.
- Provide support and guidance for our expanding
📌 Field Analyst (México)
🏢 Hsbc
📍 México