- Support for career development and growth within the organisation.- Exposure to challenging and impactful projectsAbout Our ClientThe client is a large, globally active investment organisation based in the Middle East, managing a diversified portfolio across asset classes and geographies. The platform is institutionally governed, with a strong emphasis on compliance, risk management and long‑term investment integrity.Job Description- Act as a subject matter expert for restricted securities compliance within the compliance team- Manage and maintain restricted and watch lists related to direct investments and fund positions- Review investment transactions and proposals to ensure compliance with information‑barrier and MNPI policies- Advise investment professionals on wall‑crossing, pre‑clearance and handling of sensitive information- Partner with legal, risk and investment teams to ensure consistent application of compliance frameworks- Support the design, enhancement and implementation of restricted securities policies and controls- Maintain accurate records,



reporting and documentation for restricted securities matters- Deliver guidance and training to investment teams on compliance obligations and best practices- Engage with external advisors, regulators and counterparties as requiredThe Successful ApplicantA successful Manager/Senior Manager - Restricted Securities should have:- 12-15 years' experience in compliance, regulatory advisory or risk management within asset management, investment banking, private markets or a comparable investment environment- Bachelor's degree in Law, Finance, Accounting, Business or a related discipline; professional complianceor legal qualifications are advantageous- Strong hands‑on experience managing restricted securities, information barriers and MNPI controls- Exposure to both direct investment structures and fund investments- Solid understanding of general regulatory standards and institutional compliance frameworks- Strong judgement, attention to detail and ability to operate effectively in a high‑governance environment- Confident stakeholder management skills, with the ability to engage credibly with senior investment professionalsWhat's on Offer- Exposure to challenging and impactful projects- Support for career development and growth within the organisation.#J-18808-Ljbffr

📌 Manager/Senior Manager - Restricted Securities (Compliance) (Monterrey)
🏢 Michael Page International (Hong Kong
📍 Monterrey