Regulatory Compliance Manager (Wealth & Trading) (Ciudad de México)

Regulatory Compliance Manager (Wealth & Trading) (Ciudad de México)

07 ago
|
Revolut
|
Ciudad de México

07 ago

Revolut

Ciudad de México

Office: Mexico City
About Revolut
People deserve more from their money. More visibility, more control, and more freedom. Since 2015, Revolut has been on a mission to deliver just that. Our powerhouse of products — including spending, saving, investing, exchanging, travelling, and more — help our 55+ million customers get more from their money every day.
As we continue our lightning-fast growth,‌ 2 things are essential to our success: our people and our culture. In recognition of our outstanding employee experience, we've been certified as a Great Place to Work. So far, we have 10,000+ people working around the world, from our offices and remotely, to help us achieve our mission. And we're looking for more brilliant people. People who love building great products, redefining success, and turning the complexity of a chaotic world into the simplicity of a beautiful solution.
About the role
Compliance is a key team that ensures Revolut’s products and processes meet the regulatory requirements and translate this into the best customer outcomes. They’ve got an outstanding ability to find solutions and carry out testing in a purely digital environment. Those data-driven experts know that better people and machines are the most effective way of managing conduct risk.
We're looking for a Wealth & Trading Compliance Manager to lead the implementation of the regulatory framework around derivatives. Be warned, this is a very hands-on role.
If you're familiar with EMIR and MiFID II, know what a product manufacturer is, and are excited to work on cutting-edge features, let's get in touch.
What you'll be doing
- Advising the business on compliance requirements and related controls regarding manufacturer and principal responsibilities




- Reading large pieces of regulation and breaking down what needs to be done and how it applies to the business model
- Liaising with regulatory bodies on matters ranging from inspections to day-to-day queries
- Identifying, assessing, monitoring, and reporting on compliance risks in a MiFID II investment firm, including MAR and Personal Account Dealing
- Developing and implementing our compliance management system, particularly in relation to delivering compliant customer outcomes, managing the training programme, reviewing marketing communications, and analysing complaints
- Ensuring scheduled monitoring and reported findings are carried out and followed up on
- Continuously reviewing the Compliance Monitoring Plan for optimisation
- Working with general Regulatory Compliance Managers to ensure that local risk management frameworks and processes are aligned with global ones
- Delivering training and updates to the product teams and wider business on regulatory requirements and changes
- Building processes and documentation for the team in a scalable and sustainable way
- Being a champion for conduct and compliance across the business
What you'll need
- Experience in a compliance role in/with investment firms or 5+ years of financial services experience
- Expertise in MiFID II, EMIR, MAR, and other related regulations, including consumer protection
- An in-depth understanding of the regulatory requirements applicable to an investment firm
- The ability to work well under pressure,



manage multiple projects at once, and meet tight deadlines
- Knowledge of how to conduct regulatory gap analysis, policy creation and implementation
- Experience in compliance risk management within a consultancy, compliance function, or a regulator
- A willingness and passion to constantly develop and improve your knowledge/skills
- Knowledge of how banks are supervised and a regulatory affairs team works
- The ability to work independently and with changing priorities
- The ability to build genuine, mutually respectful relationships with diverse teams and across stakeholders of varying seniority
Nice to have
- A Professional Certificate/Diploma in Compliance and/or a willingness to take exams in the future
- A degree in business, finance, or law
**_ We won't ask for payment or personal financial information during the hiring process._**_ If anyone does ask you for this, it’s a scam. Report it immediately._
**Benefits at Revolut**:
- No ping pong tables or bean bag chairs, just benefits you actually want
**Get what you need to succeed**:
- Financial benefits that show we value your work- Flexibility to work from home, the office or abroad- A free Revolut Metal subscription loaded with perks- Exciting events year-round so you can get to know your team
- Discover our values
We believe that any success at Revolut comes from two things: our people and our culture. Our culture is our DNA, it defines who we are, how we operate, and how we handle disagreements with each other. We operate, hire, develop, and promote brilliant people based on the values below.
- CultureGet It Done
- Revoluters always push through! We stopped listening to excuses a long time ago - we care about results. We believe that grit, d

📌 Regulatory Compliance Manager (Wealth & Trading) (Ciudad de México)
🏢 Revolut
📍 Ciudad de México

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