Publicada lunes, 27 de octubre de ****
Compliance Officer
Bank of China México
Ciudad de México, CDMX, México Full Time
Anti-money Laundering
Compliance/legal
Prevención De Fraude
Escolaridad
Licenciatura terminada
Experiência
7-10 años
Nível del puesto
Subdirector, Director
Position/Job Purpose
Overall responsibility for developing a compliance plan to ensure processes and procedures in Bank of China México are aligned with applicable rules and regulations.
Provide guidance on implementing compliance plan, perform compliance testing reviews, training and reporting on quarterly basis the Compliance plan status.
Key Roles and Responsibilities
Development and delivery of the Annual Compliance Program.
.
Maintenance of the Compliance Program and associated compliance risk mitigation standards for existing and new/amended regulations including policies, guidelines, training and communication
Provide enabling guidance and technical expertise to the Business Unit with respect to compliance requirements and implementation of the Compliance Program.
Provide compliance support with respect to any Business Unit initiatives or development of new products or distribution channels
Design and conduct training on compliance matters within all Business, Operational and Corporate Infrastructure Units.
Monitor the implementation and effectiveness of Compliance Program on a continuing basis and provide input on quarterly basis to Senior Management and local Board of Directors of compliance plan.
Perform regular compliance testing and risk assessments, as well independently investigating and acting on matters related to compliance and any resulting corrective action.




Monitor and act upon regulatory developments relating to compliance risks and the associated regulatory obligations
Prepare and submit Bank's Compliance reporting under, among others; FATCA and CRS, requirements
Obtain from each responsible for sending Regulatory Reports, that such report(s) was/were duly submitted
Serve as point of contact for regulators, in coordination with Legal as required.
Explicitly defining authorities and responsibilities and monitoring whether the duties and responsibilities are effectively carried out
Ensure proper reporting of any conflict of interest, potential misconduct, or violations a appropriate
Supports the implementation of the Regulatory requirements and Corporate initiatives to ensure adequate compliance coverage of each business/operational units and/or corporate infrastructure functions is covered within its span of control.
Works with all business/operational units and/or corporate infrastructure functions to develop and effective Internal Control and Compliance System training program, including the introductory for new employees as well as ongoing training for all staff and outsourced as required
Experience and Knowledge
Minimum seven to ten years of experience on following functions: compliance, risk management,



internal control, and corporate governance experience in Mexican Financial Company.
Strong knowledge and experience regarding regulation of banking business in Mexico, desired on topics related to Local and International Controls and Economic Sanctions, Anti-Money Laundering, Fraud, Anti-bribery and Corruption, Anti-Trust and Competition, Market Conduct Credit, Data Protection, and Corporate Governance.
Ability to prioritize and work in a highly dynamic and regulatory changing environment.
Proven customer focus, interpersonal and communications skills to ensure consistent messages are communicated to internal customers / stakeholders, able to work well in a team environment and adhere to the highest ethical standards
Management experience working in complex organizational settings and demonstrated ability to interact and coordinate activities with various internal and external constituents is required.
Experience collaborating with a team of security experts in a diverse set of continuity of business, disaster recovery, security topics and regulatory compliance.
Is required to hire a proficient and experienced professional with an excellent communication skill.
The incumbent will possess business smarts, acuity and must be a self-starter who is able to initiate and successfully drive programs and projects to completion with no close management supervision.
AML Certification by the CNBV
We Offer
Competitive Salary according to market conditions
Banking Benefits
Development in a multicultural environment
Interested applicants should submit their resume in English

📌 Compliance Officer (Xico)
🏢 Bank Of China México
📍 Xico