Manager/Senior Manager - Restricted Securities (Compliance) (Monterrey)

Manager/Senior Manager - Restricted Securities (Compliance) (Monterrey)

02 ago
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Michael Page International (Hong Kong
|
Monterrey

02 ago

Michael Page International (Hong Kong

Monterrey

- Support for career development and growth within the organisation.
- Exposure to challenging and impactful projects About Our Client The client is a large, globally active investment organisation based in the Middle East, managing a diversified portfolio across asset classes and geographies. The platform is institutionally governed, with a strong emphasis on compliance, risk management and long‑term investment integrity.

- Act as a subject matter expert for restricted securities compliance within the compliance team

- Manage and maintain restricted and watch lists related to direct investments and fund positions
- Review investment transactions and proposals to ensure compliance with information‑barrier and MNPI policies
- Advise investment professionals on wall‑crossing, pre‑clearance and handling of sensitive information
- Partner with legal, risk and investment teams to ensure consistent application of compliance frameworks
- Support the design, enhancement and implementation of restricted securities policies and controls
- Maintain accurate records, reporting and documentation for restricted securities matters
- Deliver guidance and training to investment teams on compliance obligations and best practices




- Engage with external advisors, regulators and counterparties as required The Successful Applicant A successful Manager/Senior Manager - Restricted Securities should have:
- 12-15 years' experience in compliance, regulatory advisory or risk management within asset management, investment banking, private markets or a comparable investment environment
- Bachelor's degree in Law, Finance, Accounting, Business or a related discipline; professional compliance or legal qualifications are advantageous
- Strong hands‑on experience managing restricted securities, information barriers and MNPI controls
- Exposure to both direct investment structures and fund investments
- Solid understanding of integral regulatory standards and institutional compliance frameworks
- Strong judgement, attention to detail and ability to operate effectively in a high‑governance environment
- Confident stakeholder management skills, with the ability to engage credibly with senior investment professionals What's on Offer - Exposure to challenging and impactful projects
- Support for career development and growth within the organisation.

📌 Manager/Senior Manager - Restricted Securities (Compliance) (Monterrey)
🏢 Michael Page International (Hong Kong
📍 Monterrey

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