Compliance Manager Otro

de BANK OF AMERICA en Distrito Federal
Publicado el 16-09-2016 en Administración y Contabilidad

Job description
Job Description:
Job Description
-Defines and executes compliance and regulatory activities for global markets activities (FICC and Equities).
-Supports accountability for Compliance elements of the Risk Framework, maintaining independent compliance oversight of business and the culture of Compliance, supporting the identification, escalation and timely mitigation of compliance risks.
-Communicates and interacts with regulatory agencies (CNBV and Central Bank of Mexico), external consultants, and other internal risk management groups within area of responsibility.
-More than 5 years of experience serving the Financial industry (Banks or Broker Dealers).
-Strong knowledge in CNBV and Central Bank regulations (General Dispositions for Banks and Broker Dealers, 31 requirements and Circular 3/2012).
-Strong knowledge in global markets products and flows (money market, derivatives, equities, repos, etc).
-Prior interaction with regulators.
-Global Markets / Risk Management skills.
-Fluent English and Spanish
-Good communication, analytical skills, proficient in Microsoft Excel.
-BA preferred or substantially equivalent experience.
-Strong knowledge of Local and International capital markets.
-Certification as Financial Advisor (Series 210) – AMIB Mexico desirable
Posting Date: 15/09/2016
Location: Mexico City - Mexico
Full / Part-time: Full time

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